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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-10 |
| OR | RA | APPROVED | 2018-12-04 |
| ID | RA | APPROVED | 2018-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boise State University | Boise | ID | 04/2013 | 04/2018 |
| Wells Fargo Advisors Financial Network, Llc | Corvallis | OR | 04/2018 | 08/2018 |
| Raymond James Financial Services, Inc. | Corvallis | OR | 08/2018 | 11/2018 |
| Raymond James Financial Services, Inc. | Eagle | ID | 11/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Eagle | ID | 11/2018 | Present |
(1)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Succession Planning Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: succession deal on file has a component of seller financed note between buy (2)Name of Business: BDWM.LLC Address: 19623, vino lane, ID, 83607, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/04/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage the revenue and expenses of the business (3)Name of Business: Dunning Estates Address: 19623 vino ln, Caldwell, ID, 83607, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business consulting (4)Name of Business: Dunning Wealth Management Address: 439 E Shore Dr, Eagle, ID, 83616, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 07/10/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (5)Name of Business: Schmidt William Address: 19623 vino lane , caldwell , ID, 83607, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 04/05/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife Heather Dunning has been named successor trustee and will execute the directives of William Schmidt's trust in the event of his passing. \n (6)Name of Business: The Slop LLC Address: 19623 vino ln, Caldwell , ID, 83607, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/31/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent (7)Name of Business: The Slope LLC Address: 19623 Vino Ln, Caldwell, ID, 83607, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/31/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: give input on operations of family farm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-12 |
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