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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-14
WA RA APPROVED 2013-09-03
  • TX RA
    APPROVED_RES
    Since 2017-03-14
  • WA RA
    APPROVED
    Since 2013-09-03

Branch Locations

Bellevue, WA • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bellevue WA 07/2013 Present
Other Businesses

1) Name of Business: Melrose Place LLC./ Address: 10700 NE 4th StBellevueWAUnited States WA./ Investment Related: Yes./ Nature: I started an LLC (Melrose Place LLC) to hold my second home for purposed of renting the home out./ Role: Proprietor / owner./ Duty: I don't perform any duties, this is simply an LLC that will hold my rental property. Putting it in an LLC is to avoid excess liability./ Start Date: 2/20/2024./ Time Required: No.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-03
  • S66 Uniform Combined State Law Examination
    2013-09-03

View on SEC IAPD

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