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Michael A Such

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-18
CA RA APPROVED 2011-11-10
  • TX RA
    APPROVED
    Since 2013-03-18
  • CA RA
    APPROVED
    Since 2011-11-10

Branch Locations

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc. Calrsbad CA 06/2011 Present
Bank Of America, N.A. Carlsbad CA 02/2012 Present
  • 06/2011 → Present
    Merrill Lynch Pierce, Fenner & Smith, Inc.
    Calrsbad, CA
  • 02/2012 → Present
    Bank Of America, N.A.
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-09
  • S66 Uniform Combined State Law Examination
    2011-11-09
Other Names
  • Michael Such

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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