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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-04 |
| TX | RA | APPROVED | 2023-08-04 |
Branch Locations
326 Third Street, Marietta, OH 45750 • United States
8415 Pulsar Place Suite 110, Columbus, OH 43240 • United States
Columbus, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Columbus | OH | 05/2014 | 08/2023 |
| Rbc Capital Markets, Llc | Columbus | OH | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-06 |
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