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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-04
TX RA APPROVED 2023-08-04
  • OH RA
    APPROVED
    Since 2023-08-04
  • TX RA
    APPROVED
    Since 2023-08-04

Branch Locations

Athens, OH • United States

326 Third Street, Marietta, OH 45750 • United States

8415 Pulsar Place Suite 110, Columbus, OH 43240 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Columbus OH 05/2014 08/2023
Rbc Capital Markets, Llc Columbus OH 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-06
  • S66 Uniform Combined State Law Examination
    2015-07-06
Other Names
  • Anna J. Duble

View on SEC IAPD

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