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Sabrina Riette Allard

Wells Fargo Advisors Financial Network, LLC

Westlake Village, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-30
TX RA APPROVED 2023-03-30
  • CA RA
    APPROVED
    Since 2023-03-30
  • TX RA
    APPROVED
    Since 2023-03-30

Branch Locations

200 N Westlake Blvd Suite 201 Floor 2, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Income Research + Management Boston MA 12/2015 10/2017
Steyn Capital Partners Venice CA 02/2018 08/2018
Ulta Naples FL 05/2019 02/2020
Halstatt Legacy Partners Naples FL 09/2019 05/2021
Unemployed Westlake Village CA 06/2021 11/2021
Unemployed Westlake Village CA 08/2018 04/2019
Unemployed Boston MA 10/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 12/2021 03/2023
Wells Fargo Advisors Financial Network, Llc Westlake Village CA 03/2023 Present
  • 12/2015 → 10/2017
    Income Research + Management
    Boston, MA
  • 02/2018 → 08/2018
    Steyn Capital Partners
    Venice, CA
  • 05/2019 → 02/2020
    Ulta
    Naples, FL
  • 09/2019 → 05/2021
    Halstatt Legacy Partners
    Naples, FL
  • 06/2021 → 11/2021
    Unemployed
    Westlake Village, CA
  • 08/2018 → 04/2019
    Unemployed
    Westlake Village, CA
  • 10/2017 → 02/2018
    Unemployed
    Boston, MA
  • 12/2021 → 03/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 03/2023 → Present
    Wells Fargo Advisors Financial Network, Llc
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-25
  • S66 Uniform Combined State Law Examination
    2022-05-25
Designations
Other Names
  • Sabrina Riette Frank
  • Sabrina Riette Allard

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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