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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-02-22 |
Branch Locations
260 Franklin St. Suite 810, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Inv./Putnam Retail Management | Andover/Boston | MA | 06/2011 | 01/2024 |
| Mariner Wealth Advisors | Overland Park | KS | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-19 |
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