Sean Guill

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-21

CA RA
APPROVED

Since 2023-08-21

Branch Locations

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Scottsdale	AZ	05/2009	09/2016
Axa Advisors, Llc	New York	NY	08/2011	09/2016
Lincoln Financial Advisors Corporation	Scottsdale	AZ	09/2016	08/2023
Lpl Financial Llc	Scottsdale	AZ	08/2023	Present

05/2009 → 09/2016

Self Employed

Scottsdale, AZ
08/2011 → 09/2016

Axa Advisors, Llc

New York, NY
09/2016 → 08/2023

Lincoln Financial Advisors Corporation

Scottsdale, AZ
08/2023 → Present

Lpl Financial Llc

Scottsdale, AZ

Previous Registrations

2016-09-08 → 2023-08-21

Osaic Fa, Inc.

Scottsdale, AZ

Scottsdale, AZ
2011-10-27 → 2016-09-14

Equitable Advisors, Llc

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

1) 08/10/2023 - Validus Financial Associates PLLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/10/2023 - SEAN GUILL - Artist/musician - Profitable art hobby - AZ 85251 - Non investment related - 1 Hour per month - Start date: 3/15/2020.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-23

S66 Uniform Combined State Law Examination

2011-09-23

View on SEC IAPD