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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-18 |
| TX | RA | APPROVED | 2025-06-18 |
Branch Locations
Pagosa Springs, CO • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 11/2015 | 01/2017 |
| Spc | Ann Arbor | MI | 07/2016 | 01/2017 |
| A Smarter Way To Invest, Llc | Brighton | MI | 08/2017 | 03/2021 |
| Caitlin John, Llc | Brighton | MI | 01/2017 | 08/2017 |
| Sigma Planning Corporation | Ann Arbor | MI | 03/2021 | 09/2021 |
| Sigma Financial Corporation | Ann Arbor | MI | 05/2021 | 09/2021 |
| Lpl Financial Llc | Pagosa Springs | CO | 09/2021 | 05/2023 |
| Schechter Investment Advisors, Llc | Pagosa Springs | CO | 05/2023 | 05/2025 |
| Arax Advisory Partners, Llc | Denver | CO | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-11 |
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