Best Investors Account Sign in
Claim This Profile
Current Employers
Maine Advisory Associates

358 U.S. Route 1 Suite 101, Falmouth, ME 04105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-27
NH RA APPROVED 2022-06-03
ME RA APPROVED 2021-01-04
  • TX RA
    APPROVED_RES
    Since 2026-07-27
  • NH RA
    APPROVED
    Since 2022-06-03
  • ME RA
    APPROVED
    Since 2021-01-04

Branch Locations

Portland, ME • United States

358 U.S. Route 1 Suite 101, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Volk Management Systems Portland ME 01/2006 01/2021
Aurora Financial Group, Llc Portland ME 03/2011 01/2020
Volk Financial Llc Dba Maine Advisory Associates Falmouth ME 03/2020 Present
Maine Advisory Associates, Inc. Portland ME 01/2020 01/2021
  • 01/2006 → 01/2021
    Volk Management Systems
    Portland, ME
  • 03/2011 → 01/2020
    Aurora Financial Group, Llc
    Portland, ME
  • 03/2020 → Present
    Volk Financial Llc Dba Maine Advisory Associates
    Falmouth, ME
  • 01/2020 → 01/2021
    Maine Advisory Associates, Inc.
    Portland, ME
Previous Registrations
  • 2020-01-17 → 2021-04-01
    Maine Advisory Associates, Inc.
    New Sharon, ME
    Portland, ME
    Brunswick, ME
  • 2014-02-03 → 2020-01-06
    Aurora Financial Group, Llc
    Portland, ME
Other Businesses

1) MS. VOLK SERVES ON THE BOARD OF DIRECTORS AND TREASURER FOR THE NON-PROFIT ORGANIZATION MAINE JEWISH FILM FESTIVAL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-21
  • S65 Uniform Investment Adviser Law Examination
    2014-01-21
Other Names
  • Kimberly Lynn Volk
  • Kim Volk

View on SEC IAPD

More in Portland, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor