Brian Richard Harris

Current Employers

Harris Wealth Management

Ventura, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-02

CA RA
APPROVED

Since 2025-09-02

Branch Locations

Ventura, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Old Oak Wealth Management	Ventura	CA	05/2014	Present
Capital Mortgage Services	Ventura	CA	11/2013	09/2018
Harris Mortgage	Ventura	CA	09/2018	Present

05/2014 → Present

Old Oak Wealth Management

Ventura, CA
11/2013 → 09/2018

Capital Mortgage Services

Ventura, CA
09/2018 → Present

Harris Mortgage

Ventura, CA

Previous Registrations

2011-01-26 → 2014-06-03

Globalmacro Capital Management, Llc

Wheaton, IL
2010-08-24 → 2010-12-31

Globalmacro Capital Management, Llc
2006-12-06 → 2010-04-16

West Coast Asset Management,Inc.

Montecito, CA
2005-01-07 → 2006-07-17

A&M Investment Management

San Diego, CA

Other Businesses

Harris Mortgage 8224 Medford Street, Ventura, CA 93004 Mortgage Broker 09/01/2018 - PRESENT WORK APPROXIMATELY 40 HOURS PER WEEK, SO 170 HOURS PER MONTH. I DEDICATE the majority of MY TIME TO OTHER BUSINESS ACTIVITIES DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-06
S63	Uniform Securities Agent State Law Examination	2000-12-12

S65 Uniform Investment Adviser Law Examination

2005-01-06
S63 Uniform Securities Agent State Law Examination

2000-12-12

Designations

View on SEC IAPD