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Graham K Mandl

Serenus Wealth Advisors, LLC

New York, NY

Santa Monica, CA

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Current Employers
Serenus Wealth Advisors, Llc

1299 Ocean Ave Suite 710, Santa Monica, CA 90401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-12
NY RA APPROVED 2024-12-04
  • CA RA
    APPROVED
    Since 2025-02-12
  • NY RA
    APPROVED
    Since 2024-12-04

Branch Locations

New York, NY • United States

1299 Ocean Ave Suite 710, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York NY 02/2014 06/2023
Certuity New York NY 06/2023 12/2024
Serenus Wealth Advisors New York NY 12/2024 Present
  • 02/2014 → 06/2023
    Merrill Lynch
    New York, NY
  • 06/2023 → 12/2024
    Certuity
    New York, NY
  • 12/2024 → Present
    Serenus Wealth Advisors
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-11
  • S66 Uniform Combined State Law Examination
    2014-04-11
Other Names
  • Graham Mandl

View on SEC IAPD

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