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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-04
OK RA APPROVED 2009-02-02
  • TX RA
    APPROVED
    Since 2009-06-04
  • OK RA
    APPROVED
    Since 2009-02-02

Branch Locations

Broken Arrow, OK • United States

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Tulsa OK 10/2008 Present
Bank Of America,Na Tulsa OK 11/2009 Present
  • 10/2008 → Present
    Merrill Lynch
    Tulsa, OK
  • 11/2009 → Present
    Bank Of America,Na
    Tulsa, OK
Previous Registrations
  • 2002-03-19 → 2005-08-29
    Morgan Stanley Dw Inc.
    Norman, OK
Other Businesses

I*119023 For profit or not for profit: Non-Profit Organization Name of outside business organization: RiverOaks Presbyterian Investment related: N Address of business: Tulsa, Oklahoma 74137 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/11/2015 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Elder, an immediate representative of the people, that in conjunction with the pastor, may exercise government and discipline, and take the oversight of the spiritual interests of the particular church.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29
Other Names
  • Daniel Allen Beisiegel
  • Daniel Allen Beisiegel

View on SEC IAPD

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