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10 New King St Suite 104, White Plains, NY 10604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-08 |
| TX | RA | APPROVED | 2021-11-28 |
| NY | RA | APPROVED | 2021-07-09 |
Branch Locations
10 New King St Suite 104, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Madison Planning Group | White Plains | NY | 03/2014 | Present |
| Madison Advisory Services, Inc. | White Plains | NY | 05/2019 | Present |
| Lion Street Financial | White Plains | NY | 08/2021 | 07/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2025 | Present |
| Andrew Schwartz | Brooklyn | NY | 01/2015 | Present |
1. RELEASE RECOVERY FOUNDATION, 55 W. 19th Street, New york NY 11101, United States, 05/01/2021, Board Member, NIR, 10 HR/MO - 0 HR/MO TRADING 2. MADISON PLANNING GROUP, 10 NEW KING ST STE 104, White Plains, NY 10604, 07/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO - 10 HR/MO TRADING. 3. MADISON ADVISORY SERVICES, 10 NEW KING ST, Suite 104, White Plains, NY 10604, 01/2025, Vice President, RIA Affiliation - other than CIRA, NIR, 100 HR/MO - 100 HR/MO TRADING. 4. SPOTTED BEAR LLC, 1616 Ambleside Dr., Raleigh, NC 27605, 01/2025, Owner, Pass through entity, NIR, 0 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-23 |
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