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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-01
  • NY RA
    APPROVED
    Since 2024-04-01

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 06/2018 Present
The Wharton School, University Of Pennsylvania Philadelphia PA 08/2016 06/2018
  • 06/2018 → Present
    Neuberger Berman
    New York, NY
  • 08/2016 → 06/2018
    The Wharton School, University Of Pennsylvania
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
S63 Uniform Securities Agent State Law Examination 2011-08-18
  • S66 Uniform Combined State Law Examination
    2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    2011-08-18

View on SEC IAPD

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