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Douglas James Richardson

Fair Oaks Financial LLC

Fair Oaks Ranch, TX

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Current Employers
Fair Oaks Financial Llc

Fair Oaks Ranch, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

Fair Oaks Ranch, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Antonio TX 02/2012 07/2017
360 Wealth Management, Llc San Antonio TX 10/2013 09/2016
Pax Financial Group, Llc San Antonio TX 06/2016 07/2020
Fair Oaks Financial Llc Fair Oaks Ranch TX 11/2020 Present
Unemployed Fair Oaks Ranch TX 07/2020 11/2020
  • 02/2012 → 07/2017
    Lpl Financial Llc
    San Antonio, TX
  • 10/2013 → 09/2016
    360 Wealth Management, Llc
    San Antonio, TX
  • 06/2016 → 07/2020
    Pax Financial Group, Llc
    San Antonio, TX
  • 11/2020 → Present
    Fair Oaks Financial Llc
    Fair Oaks Ranch, TX
  • 07/2020 → 11/2020
    Unemployed
    Fair Oaks Ranch, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-22
  • S66 Uniform Combined State Law Examination
    2012-02-22
Designations
Other Names
  • Douglas Richardson
  • Douglas James Richardson
  • Douglas James Richardson Cfp

View on SEC IAPD

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