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Samantha Nicole Winner

LPl Enterprise, LLC

Plain City, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-11
  • OH RA
    APPROVED
    Since 2026-06-11

Branch Locations

213 S. Chillicothe Street, Plain City, OH 43064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 01/2016 06/2017
Jp Morgan Securities, Llc Columbus OH 06/2017 08/2017
Unemployed Urbana OH 08/2017 10/2017
Ubs Financial Services Inc. Miamisburg OH 10/2017 08/2019
Wells Fargo Clearing Services Llc Miamisburg OH 09/2019 10/2021
Ubs Financial Services Inc. Miamisburg OH 10/2021 09/2023
Wells Fargo Clearing Services, Llc Dublin OH 09/2023 04/2024
Raymond James Financial Services, Inc. Urbana OH 04/2024 05/2026
Raymond James Financial Services Advisors, Inc Urbana OH 04/2024 05/2026
Farmers & Merchants Bank Urbana OH 04/2024 05/2026
Lpl Enterprise Llc Columbus OH 06/2026 Present
Previous Registrations
Other Businesses

1. 06/03/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Plain City OH - OBA start date: 05/13/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 06/03/2026 - Samantha Winner N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Plain City OH - OBA start date: 05/13/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 06/03/2026 - Rotary Club of Urbana, OH - Non-Profit Board Member - Not Investment related - Urbana OH - OBA start date: 04/17/2024 - 10 Hrs/Mth - 00 Hrs During Trading 4. 06/03/2026 - Central Ohio Academy of Collaborative Divorce Professionals - Non-Profit Board Member - Not Investment related - Worthington OH - OBA start date: 01/01/2024 - 10 Hrs/Mth - 00 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-06
S63 Uniform Securities Agent State Law Examination 2012-03-21
  • S66 Uniform Combined State Law Examination
    2015-11-06
  • S63 Uniform Securities Agent State Law Examination
    2012-03-21
Other Names
  • Samantha Devita
  • Samantha Nicole Devita
  • Samantha N. Winner
  • Samantha Winner

View on SEC IAPD

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