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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-26
IL RA APPROVED 2017-01-31
TX RA APPROVED 2017-01-31
  • FL RA
    APPROVED
    Since 2018-07-26
  • IL RA
    APPROVED
    Since 2017-01-31
  • TX RA
    APPROVED
    Since 2017-01-31

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2012 Present
Bank Of America, N.A. Jacksonville FL 10/2014 Present
Other Businesses

I*770244 For profit or not for profit: Entity For Profit Name of outside business organization: TBD Investment related: N Address of business: Jacksonville Beach, Florida, 32250 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/1/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This LLC would be established and funded for the purpose of owning recreational, hunting, and/or timber land. It would likely be co-owned by myself and 1-2 other owners. It is possible that the land would be solely for personal use, or may also be rented for hunting, etc. This LLC would be established in the state of Florida, and funded by myself and likely 1-2 other investors. I*95774 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TUCKER SMOOT RENTAL PROPERTY 1 INVESTMENT RELATED: N ADDRESS OF BUSINESS: JACKSONVILLE BEACH, FLORIDA 32250 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOME RENTAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2013-03-29
  • S66 Uniform Combined State Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2013-03-29
Other Names
  • Tucker Smoot
  • David Tucker Smoot
  • David T Smoot

View on SEC IAPD

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