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Brian J Mulholand

J.P. Morgan Securities LLC

Walnut Creek, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-30
TX RA APPROVED_RES 2024-05-30
  • CA RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED_RES
    Since 2024-05-30

Branch Locations

1656 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Concord CA 04/2011 09/2016
Wells Fargo Bank, N.A. Concord CA 04/2006 09/2016
Citibank Na San Francisco CA 11/2016 05/2019
First Republic Bank San Francisco CA 07/2019 07/2023
First Republic Securities Company, Llc San Francisco CA 06/2020 09/2023
First Republic Investment Management, Inc San Francisco CA 06/2020 09/2023
J.P. Morgan Securities Llc San Francisco CA 09/2023 Present
Jpmorgan Chase Bank, Na. San Francisco CA 10/2023 Present
  • 04/2011 → 09/2016
    Wells Fargo Advisors Llc
    Concord, CA
  • 04/2006 → 09/2016
    Wells Fargo Bank, N.A.
    Concord, CA
  • 11/2016 → 05/2019
    Citibank Na
    San Francisco, CA
  • 07/2019 → 07/2023
    First Republic Bank
    San Francisco, CA
  • 06/2020 → 09/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 06/2020 → 09/2023
    First Republic Investment Management, Inc
    San Francisco, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, Na.
    San Francisco, CA
Previous Registrations
  • 2020-06-29 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2018-02-15 → 2019-05-13
    Citigroup Global Markets Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-15
S63 Uniform Securities Agent State Law Examination 2011-12-29
  • S66 Uniform Combined State Law Examination
    2018-02-15
  • S63 Uniform Securities Agent State Law Examination
    2011-12-29
Other Names
  • Brian Mulholand
  • Brian Joseph Mulholand

View on SEC IAPD

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OSAIC WEALTH, INC.

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Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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