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Fort Worth, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian / Capital Financial Partners | Fort Worth | TX | 04/2011 | Present |
| Park Avenue Securities Llc | Fort Worth | TX | 02/2012 | Present |
| 9I Capital Group Llc | Fort Worth | TX | 06/2023 | Present |
| Rethink Wealth | Fort Worth | TX | 05/2009 | 06/2023 |
1. Outside Related Carriers Occassionally if Guardian is not the right fit for clients, will consider using outside carriers Start: 08/04/2014 Address: 3100 West 7th Street, Suite 350; Fort Worth, TX, 76107 4 bus hrs per month Investment related 2. Band Activity Musician and am often compensated for time. Start: 08/04/2014 Address: 805 Edgefield Road, Fort Worth TX 76107 12 bus hrs per month Not investment related 3. Big Brothers Big Sisters Membership on the Board of Big Brothers Big Sisters of Tarrant County. Commitees - Membership, Events, Media. Start: 01/23/2017 Address: 6040 Camp Bowie Blvd # 14, Fort Worth, TX 76116 Hrs per month - Tot/Bus: 3/1 Not investment related 4. Neighborhood Association Participation-Elected Vice President of Neighborhood Association. Responsibilities include, placing event signs throughout the neighborhood, periodic board meetings, and engaging with civic organizations and the city. Start: 02/06/2017 Address: N/A 2 non bus hrs per month Not investment related 5. Appointment with Crump Insurance Services Appointment with Crump Insurance Start: 03/22/2019 Address: 3100 West 7th Street, Suite 350 Fort Worth TX 76107 5 hours per month; 5 during securities trading hours Investment related 6. Appointment with Outside Carrier Appointed with Ohio National Start: 04/11/2019 Address: 3100 West 7th St. Suite 350; Fort Worth, TX, 76107 8 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-27 |
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