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Brendan Ray Fenno

9I Capital Group LLC

Fort Worth, TX

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Current Employers
9I Capital Group Llc

Fort Worth, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian / Capital Financial Partners Fort Worth TX 04/2011 Present
Park Avenue Securities Llc Fort Worth TX 02/2012 Present
9I Capital Group Llc Fort Worth TX 06/2023 Present
Rethink Wealth Fort Worth TX 05/2009 06/2023
  • 04/2011 → Present
    Guardian / Capital Financial Partners
    Fort Worth, TX
  • 02/2012 → Present
    Fort Worth, TX
  • 06/2023 → Present
    Fort Worth, TX
  • 05/2009 → 06/2023
    Rethink Wealth
    Fort Worth, TX
Previous Registrations
Other Businesses

1. Outside Related Carriers Occassionally if Guardian is not the right fit for clients, will consider using outside carriers Start: 08/04/2014 Address: 3100 West 7th Street, Suite 350; Fort Worth, TX, 76107 4 bus hrs per month Investment related 2. Band Activity Musician and am often compensated for time. Start: 08/04/2014 Address: 805 Edgefield Road, Fort Worth TX 76107 12 bus hrs per month Not investment related 3. Big Brothers Big Sisters Membership on the Board of Big Brothers Big Sisters of Tarrant County. Commitees - Membership, Events, Media. Start: 01/23/2017 Address: 6040 Camp Bowie Blvd # 14, Fort Worth, TX 76116 Hrs per month - Tot/Bus: 3/1 Not investment related 4. Neighborhood Association Participation-Elected Vice President of Neighborhood Association. Responsibilities include, placing event signs throughout the neighborhood, periodic board meetings, and engaging with civic organizations and the city. Start: 02/06/2017 Address: N/A 2 non bus hrs per month Not investment related 5. Appointment with Crump Insurance Services Appointment with Crump Insurance Start: 03/22/2019 Address: 3100 West 7th Street, Suite 350 Fort Worth TX 76107 5 hours per month; 5 during securities trading hours Investment related 6. Appointment with Outside Carrier Appointed with Ohio National Start: 04/11/2019 Address: 3100 West 7th St. Suite 350; Fort Worth, TX, 76107 8 bus hrs per month Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-21
S63 Uniform Securities Agent State Law Examination 2013-02-27
  • S65 Uniform Investment Adviser Law Examination
    2022-09-21
  • S63 Uniform Securities Agent State Law Examination
    2013-02-27

View on SEC IAPD

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