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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-01-18 |
| TX | RA | APPROVED_RES | 2011-02-09 |
| WA | RA | APPROVED | 2009-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Seattle | WA | 05/2009 | Present |
| Bank Of America, N.A. | Seattle | WA | 02/2012 | Present |
I*2674283, Entity Type: , Name of OBA: JLR Address: Olympia, Washington, 98513, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 08/04/2025, No Hours: 20 Monthly, No Hours during Trading: 4 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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