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Thomas Kenneth Brown

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-01-30
TX RA APPROVED 2025-01-30
  • LA RA
    APPROVED
    Since 2025-01-30
  • TX RA
    APPROVED
    Since 2025-01-30

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 06/2018 12/2020
Horizon Media Inc. New York NY 06/2016 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 01/2024 01/2025
Jefferies Llc New York NY 12/2020 01/2024
Bank Of America, N.A New Orleans LA 02/2024 01/2025
Morgan Stanley New Orleans LA 01/2025 Present
  • 06/2018 → 12/2020
    Jefferies Llc
    New York, NY
  • 06/2016 → 06/2018
    Horizon Media Inc.
    New York, NY
  • 01/2024 → 01/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Orleans, LA
  • 12/2020 → 01/2024
    Jefferies Llc
    New York, NY
  • 02/2024 → 01/2025
    Bank Of America, N.A
    New Orleans, LA
  • 01/2025 → Present
    Morgan Stanley
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-29
  • S66 Uniform Combined State Law Examination
    2014-05-29

View on SEC IAPD

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Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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