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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-22 |
| CA | RA | APPROVED | 2015-09-17 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 08/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2015 | 12/2016 |
Bernard Dillard Management LLC; LOS ANGELES, CA; Rental; Partner; Not Investment related; Going to buy rental property likely this calendar year; 06/2017; 0,5 *632591- Chrono B; Investment related: No; Studio CIty, California; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 2; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-18 |
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