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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-12-07
TX RA APPROVED 2015-01-13
DC RA APPROVED 2013-02-04
  • MD RA
    APPROVED
    Since 2020-12-07
  • TX RA
    APPROVED
    Since 2015-01-13
  • DC RA
    APPROVED
    Since 2013-02-04

Branch Locations

North Potomac, MD • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2012 Present
Bank Of America, N.A. Washington DC 03/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-29
  • S66 Uniform Combined State Law Examination
    2013-01-29

View on SEC IAPD

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