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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-02-11 |
Branch Locations
1600 Paul Bunyan Drive Nw, Bemidji, MN 56601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services, Inc. | Honolulu | HI | 05/2011 | 05/2017 |
| First Hawaiian Bank | Honolulu | HI | 05/2011 | 11/2018 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | 11/2018 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | 11/2018 |
| Unemployed | Honolulu | HI | 11/2018 | 01/2019 |
| Raymond James Financial Services, Inc. | Bemidji | MN | 02/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Bemidji | MN | 02/2019 | Present |
(1)Name of Business: First National Bemidji Investment Services Address: 1600 Paul Bunyan Drive NW, Bemidji, MN, 56601, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/06/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist FAs with new account openings and client account maintenance. Assist clients with account maintenance, trades, and distribution requests.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-19 |
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