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Matthew Thomas Ferrel

Mml Investors Services, LLC

Columbus, OH

Pleasanton, CA

Walnut Creek, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-08
NY RA APPROVED 2024-10-10
WA RA APPROVED 2022-08-02
CA RA APPROVED 2015-06-02
  • OH RA
    APPROVED
    Since 2025-10-08
  • NY RA
    APPROVED
    Since 2024-10-10
  • WA RA
    APPROVED
    Since 2022-08-02
  • CA RA
    APPROVED
    Since 2015-06-02

Branch Locations

Columbus, OH • United States

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Columbus OH 02/2015 Present
Mml Investors Services, Llc Columbus OH 04/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-21
S63 Uniform Securities Agent State Law Examination 2013-02-15
  • S65 Uniform Investment Adviser Law Examination
    2015-05-21
  • S63 Uniform Securities Agent State Law Examination
    2013-02-15

View on SEC IAPD

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