Todd German

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-12-01
FL	RA	APPROVED	2014-06-12

TX RA
APPROVED_RES

Since 2019-12-01
FL RA
APPROVED

Since 2014-06-12

Branch Locations

Cudjoe Key, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Key West	FL	08/2012	Present

08/2012 → Present

Lpl Financial Llc

Key West, FL

Other Businesses

1. 8/31/2012: COMMON GROUNDE - NOT INVESTMENT RELATED - OTHER-CONSULTING - TIME SPENT 4% - SMALL POLITICAL CONSULTING BUSINESS FOCUSING ON LOCAL POLITICS. 2. 6/12/2013: THE ASA GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 2% - ACTING AS AN INDEPENDENT INSURANCE AGENT THROUGH THE ASA GROUP. 3. 3/5/2014: THE FLORIDA BAR - NOT INVESTMENT RELATED - COMMUNITY, CIVIC AND CHARITABLE BOARD - TIME SPENT 1% - MEMBER OF THE CIRCUIT UNLICENSED PRACTICE OF LAW COMMITTEE 16. 4. 3/11/2014: KEYS WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 5. 3/3/2015: NO BUSINESS NAME - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY - STARTED 02/03/2014 - 0 HOURS PER MONTH - NOTARY PUBLIC. 6. 2/28/2020 - No Business Name - Investment Related - Sarasota, Florida - Real Estate Rental - Started 02/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Renting half a second home to a long time friend.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-10

S66 Uniform Combined State Law Examination

2014-06-10