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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED | 2022-08-12 |
| IA | RA | APPROVED | 2022-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2012 | 04/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2012 | 04/2022 |
| Cuna Mutual Group | Waverly | IA | 04/2022 | 05/2022 |
| Cuna Brokerage Services, Inc | Waverly | IA | 04/2022 | 05/2022 |
| Lpl Financial, Llc | Bloomfield | IA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-25 |
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