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Joseph Anthony Kapp

Empower Advisory Group, LLC

Milwaukee, WI

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-30
  • WI RA
    APPROVED
    Since 2026-01-30

Branch Locations

111 E. Wisconsin Ave, Ste 900, Milwaukee, WI 53202 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc Greenwood Village CO 06/2011 Present
  • 06/2011 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-05
S63 Uniform Securities Agent State Law Examination 2020-08-11
  • S66 Uniform Combined State Law Examination
    2026-01-05
  • S63 Uniform Securities Agent State Law Examination
    2020-08-11
Other Names
  • Joseph Kapp

View on SEC IAPD

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ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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