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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-10 |
| CO | RA | APPROVED | 2017-07-03 |
| AZ | RA | APPROVED | 2012-05-11 |
| CA | RA | APPROVED | 2012-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 03/2000 | Present |
| Schwab Wealth Advisory Inc | Lone Tree | CO | 01/2012 | Present |
1) Lakeview Canyon LLC | Investment Related:No|Hotels/Lodging|Partner|5/22/2026|Less than 20|0|Host of a remote rental home that will provide short term lodging for guests for up to 100 days/year. I will help manage short term rental sites, guest relationships and payment of bills to maintain the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-26 |
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