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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-23 |
| PA | RA | APPROVED | 2018-01-09 |
Branch Locations
899 Cassatt Road Suite 100, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Natixis Global Asset Management | Boston | MA | 01/2016 | 09/2017 |
| Morgan Stanley Smith Barney Llc | Berwyn | PA | 09/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2017 | Present |
*481246- Estate ; Investment related Yes; Newtown Square, Pennsylvania; Estate ; Executor; 03/2022; During business hours: 0; After business hours: 0; Check Signing/Funds Disbursements, Estate Administration
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-05 |
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