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Brian Crocker

Wells Fargo Clearing Services, LLC

Boston, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2020-02-06
NH RA APPROVED 2017-05-03
  • RI RA
    APPROVED
    Since 2020-02-06
  • NH RA
    APPROVED
    Since 2017-05-03

Branch Locations

125 High St [Support Center], Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellsfargo Funds Distributor Llc Boston MA 06/2011 04/2017
Wells Fargo Clearing Services Llc Boston MA 04/2017 Present
Wells Fargo Advisors Financial Network Boston MA 05/2026 Present
  • 06/2011 → 04/2017
    Wellsfargo Funds Distributor Llc
    Boston, MA
  • 04/2017 → Present
    Wells Fargo Clearing Services Llc
    Boston, MA
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-13
S63 Uniform Securities Agent State Law Examination 2011-08-24
  • S65 Uniform Investment Adviser Law Examination
    2014-01-13
  • S63 Uniform Securities Agent State Law Examination
    2011-08-24
Other Names
  • Brian Louis Crocker

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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