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Seema Manek

Capital Client Group, Inc.

Los Angeles, CA

Santa Monica, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-27
  • CA RA
    APPROVED
    Since 2021-08-27

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo San Francisco CA 06/2012 05/2021
Capital Group Companies - American Funds Distributors, Inc. Los Angeles CA 06/2021 04/2024
Capital Group Companies - American Funds Distributors, Inc. Los Angeles CA 04/2024 Present
  • 06/2012 → 05/2021
    Wells Fargo
    San Francisco, CA
  • 06/2021 → 04/2024
    Capital Group Companies - American Funds Distributors, Inc.
    Los Angeles, CA
  • 04/2024 → Present
    Capital Group Companies - American Funds Distributors, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-30
  • S63 Uniform Securities Agent State Law Examination
    2009-07-30
Designations

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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