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Lulu Zappy

Ubs Financial Services Inc.

Mt. Laurel, NJ

Moorestown, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-25
TX RA APPROVED_RES 2016-08-18
NJ RA APPROVED 2016-08-17
  • FL RA
    APPROVED
    Since 2025-04-25
  • TX RA
    APPROVED_RES
    Since 2016-08-18
  • NJ RA
    APPROVED
    Since 2016-08-17

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Moorestown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Mount Laurel NJ 08/2016 Present
Previous Registrations
Other Businesses

54 Stern Light Dr Rental Property / Other / Rental Property / townhome as rental property / Proprietor / owner / land lord

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-29
S65 Uniform Investment Adviser Law Examination 2012-03-13
  • S63 Uniform Securities Agent State Law Examination
    2013-03-29
  • S65 Uniform Investment Adviser Law Examination
    2012-03-13
Other Names
  • Lulu Xu
  • Lulu Xu Zappy

View on SEC IAPD

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