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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-26 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village | CO | 08/2016 | 07/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 07/2021 | Present |
| Tiaa | Frisco | TX | 07/2021 | Present |
| Blackjack Pizza | Greenwood Village | CO | 06/2018 | 11/2023 |
| Advised Assets Group, Llc | Greenwood Village | CO | 05/2019 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-26 |
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