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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-26
  • TX RA
    APPROVED
    Since 2025-08-26

Branch Locations

Celina, TX • United States

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 08/2016 07/2020
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 07/2021 Present
Tiaa Frisco TX 07/2021 Present
Blackjack Pizza Greenwood Village CO 06/2018 11/2023
Advised Assets Group, Llc Greenwood Village CO 05/2019 07/2020
  • 08/2016 → 07/2020
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 07/2021 → Present
    Frisco, TX
  • 07/2021 → Present
    Tiaa
    Frisco, TX
  • 06/2018 → 11/2023
    Blackjack Pizza
    Greenwood Village, CO
  • 05/2019 → 07/2020
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-02
S63 Uniform Securities Agent State Law Examination 2016-09-26
  • S65 Uniform Investment Adviser Law Examination
    2019-05-02
  • S63 Uniform Securities Agent State Law Examination
    2016-09-26
Other Names
  • Freddie Ray Rodgers
  • Freddie Rodgers
  • Freddie R Rodgers

View on SEC IAPD

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