Patrick William Horwitz

Current Employers

Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-02-01
IN	RA	APPROVED	2021-11-15

NC RA
APPROVED

Since 2023-02-01
IN RA
APPROVED

Since 2021-11-15

Branch Locations

Hampstead, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sii Investments, Inc.	Fort Wayne	IN	10/2011	11/2017
Secrturities Service Network	Fort Wayne	IN	11/2017	09/2020
Ssn Advisory	Fort Wayne	IN	11/2017	09/2020
Securities America, Inc.	Fort Wayne	IN	09/2020	11/2021
Securities America Advisors, Inc.	Fort Wayne	IN	09/2020	11/2021
Silver Oak Securities, Inc.	Fort Wayne	IN	11/2021	Present

10/2011 → 11/2017

Sii Investments, Inc.

Fort Wayne, IN
11/2017 → 09/2020

Secrturities Service Network

Fort Wayne, IN
11/2017 → 09/2020

Ssn Advisory

Fort Wayne, IN
09/2020 → 11/2021

Securities America, Inc.

Fort Wayne, IN
09/2020 → 11/2021

Securities America Advisors, Inc.

Fort Wayne, IN
11/2021 → Present

Silver Oak Securities, Inc.

Fort Wayne, IN

Previous Registrations

2020-09-18 → 2021-12-10

Securities America Advisors, Inc.

Fort Wayne, IN
2017-11-08 → 2020-09-18

Ssn Advisory, Inc.

Fort Wayne, IN
2015-02-25 → 2017-11-07

Sii Investments, Inc.

Fort Wayne, IN

Other Businesses

1). Oberlin Marketing,Is Not Investment Related,,Health Care,Rep,2007-05-09,5 hours per month,0 hours per month during trading hours,Commission Compensation,Medicare for my clients 2). Highland Capital,Is Not Investment Related,"15801 Brixham Hill Ave, ste 450, Charlotte, NC, 28277, United States",Life insurance/fixed,rep,2020-01-01,2 hours per month,0 hours per month during trading hours,Commission Compensation,Life Insurance and fixed products 3). Stomp & Brew,Is Not Investment Related,,501(3)C charity- foundation,board member,2018-01-01,10 hours per month,0 hours per month during trading hours,No Compensation Compensation,Charity that runs a beer & wine festival to benefit children in need Organize the event 4) "Summit Financial Group, LLC",Is Not Investment Related,"162 Windsor Court, , Hampstead, NC, 28443, United States",Business and strategic consulting (non-investment),President,1/7/2026,10 hours per month,0 hours per month during trading hours,Salary Compensation,Provides non-investment business consulting focused on structure and coordination with outside professionals.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-02-24
S63	Uniform Securities Agent State Law Examination	2011-09-30

S65 Uniform Investment Adviser Law Examination

2015-02-24
S63 Uniform Securities Agent State Law Examination

2011-09-30

Other Names

Patrick Horwitz
Patrick William Horwitz

View on SEC IAPD