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Joshua Harry Gordon

Capital Client Group, Inc.

Morrison, CO

Los Angeles, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-06
CA RA APPROVED 2019-08-01
  • CO RA
    APPROVED
    Since 2026-04-06
  • CA RA
    APPROVED
    Since 2019-08-01

Branch Locations

Morrison, CO • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 04/2014 01/2020
American Funds Los Angeles CA 01/2020 02/2023
American Funds Los Angeles CA 02/2023 01/2026
Capital Group/Capital Client Group, Inc. Los Angeles CA 01/2026 Present
  • 04/2014 → 01/2020
    American Funds
    Los Angeles, CA
  • 01/2020 → 02/2023
    American Funds
    Los Angeles, CA
  • 02/2023 → 01/2026
    American Funds
    Los Angeles, CA
  • 01/2026 → Present
    Capital Group/Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-25
S63 Uniform Securities Agent State Law Examination 2014-05-27
  • S65 Uniform Investment Adviser Law Examination
    2014-09-25
  • S63 Uniform Securities Agent State Law Examination
    2014-05-27
Other Names
  • Josh Gordon

View on SEC IAPD

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