Andrew Christopher Eppes

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-10-28

TX RA
APPROVED

Since 2015-10-28

Branch Locations

14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual	Dallas	TX	06/2011	Present
Mml Investors Services	Dallas	TX	06/2011	Present

06/2011 → Present

Mass Mutual

Dallas, TX
06/2011 → Present

Mml Investors Services

Dallas, TX

Other Businesses

(1) NAME: ANDREW EPPES INV REL: Y ADDR:14241 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 NATURE: LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: BROKER START:2/1/2018 NO HR/MO:2 NO HR/MO DUR TRADING:10. (2) NAME: NEXUS ADVISORS LLC INV REL: Y ADD: 14241 DALLAS PARKWAY, SUITE 1200, DALLAS, TX 75254 NATURE: OWNER OF LLC FOR DBA POSITION: OWNER START DATE: 05/16/2024 NO HRS/MO: 16 NO/HRS MO DUR TRADING: 16 DESCRIBE DUTIES: SECURITIES AND INSURANCE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-25
S63	Uniform Securities Agent State Law Examination	2011-07-26

S65 Uniform Investment Adviser Law Examination

2015-09-25
S63 Uniform Securities Agent State Law Examination

2011-07-26

Other Names

Andrew Eppes

View on SEC IAPD