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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-22 |
Branch Locations
100 Southeast 3Rd Ave Suite 1000, Fort Lauderdale, FL 33301 • United States
110 E. Broward Blvd #1723, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Windham Capital Management | Boston | MA | 08/2015 | 06/2017 |
| Ubs Financial Services Inc. | Fort Lauderdale | FL | 07/2017 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 03/2022 | 04/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2023 | 04/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | Present |
| Cyclebar | Fort Lauderdale | FL | 08/2023 | Present |
| Victoria Park Wealth Management Llc | Fort Lauderdale | FL | 05/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: CYCLEBAR; INVESTMENT RELATED: NO; ADDRESS: FORT LAUDERDALE, FL 33301; NATURE OF BUSINESS: fitness; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: SPIN INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: 1.5; BRIEF DESCRIPTION OF DUTIES: TEACH 3 CLASSES A WEEK; 2. NAME OF OTHER BUSINESS: VICTORIA PARK WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT AND FINANCIAL PLANNING SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PROVIDE COMPREHENSIVE WEALTH MANAGEMENT AND FINANCIAL PLANNING SERVICES CLIENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-07 |
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