Lindsay Gen Sherritt

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-20
SD	RA	APPROVED	2020-09-04
MN	RA	APPROVED	2016-01-12

TX RA
APPROVED_RES

Since 2025-10-20
SD RA
APPROVED

Since 2020-09-04
MN RA
APPROVED

Since 2016-01-12

Branch Locations

349 2Nd St Nw, Ortonville, MN 56278-0141 • United States

Big Stone City, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Ortonville	MN	12/2012	03/2020
Ameriprise Financial Services, Llc	Ortonville	MN	03/2020	Present

12/2012 → 03/2020

Ameriprise Financial Services, Inc.

Ortonville, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Ortonville, MN

Other Businesses

Outside Employment; I AM G LLC; I am an employee of I AM G LLC. The practice pay me through this LLC.; Manage advisory business; 2423 Albion Ave, Suite 100, , Fairmont, MN, 56031; Not Investment-Related; 12/26/2012; 60 hours per month; 60 during trading hours / The Tax Collaborative; Marking Director - support activities for the tax practice as needed for client service and business growth; Tax Preparation; 349 2nd St NW, Suite A, Ortonville, MN, 56278; Not Investment-Related; 11/14/2025; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-07-23
S63	Uniform Securities Agent State Law Examination	2015-06-16

S65 Uniform Investment Adviser Law Examination

2015-07-23
S63 Uniform Securities Agent State Law Examination

2015-06-16

Other Names

Lindsay Sherritt
Lindsay Gen Plathe

View on SEC IAPD