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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED_RES | 2021-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 05/2015 | 07/2017 |
| Ubs Financial Services Inc. | Wellesley | MA | 07/2017 | 01/2020 |
| Ubs Financial Services Inc. | Menlo Park | CA | 01/2020 | 02/2021 |
| Lpl Financial Llc | Boston | MA | 02/2021 | Present |
| Allen & Company Of Florida, Llc | Boston | MA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-19 |
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