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Clare Mccarren Kiesel

LPl Financial LLC

Boston, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-02-23
TX RA APPROVED_RES 2021-02-18
  • MA RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED_RES
    Since 2021-02-18

Branch Locations

201 Washington St Ste 300, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 05/2015 07/2017
Ubs Financial Services Inc. Wellesley MA 07/2017 01/2020
Ubs Financial Services Inc. Menlo Park CA 01/2020 02/2021
Lpl Financial Llc Boston MA 02/2021 Present
Allen & Company Of Florida, Llc Boston MA 03/2021 Present
Previous Registrations
  • 2021-08-10 → 2022-03-02
    Allen & Company Of Florida, Llc
    Boston, MA
  • 2012-10-25 → 2021-02-19
    Weehawken, NJ
    Weehawken, NJ
    Wellesley, MA
    Boston, MA
    Wellesley, MA
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-19
  • S66 Uniform Combined State Law Examination
    2012-10-19
Other Names
  • Clare Mccarren Kiesel
  • Clare Kiesel

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