Michael Joseph Moore

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-08-31

OH RA
APPROVED

Since 2023-08-31

Branch Locations

240 S State St #27, Westerville, OH 43081 • United States

575 Copeland Mill Rd. Suite 2E, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	04/2012	08/2023
Lpl Financial Llc	Westerville	OH	08/2023	Present

04/2012 → 08/2023

Edward Jones

St. Louis, MO
08/2023 → Present

Lpl Financial Llc

Westerville, OH

Previous Registrations

2012-05-10 → 2023-09-05

Edward Jones

Westerville, OH

Upper Arlington, OH

St Louis, MO

Westerville, OH

Westerville, OH

Columbus, OH

Other Businesses

1) 08/11/2023 - KJMJ Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 140 Hours per month. 2) 08/11/2023 - KJMJ Wealth Management - Business Entity For Tax/Investment Purposes Only - OH 43082 - Non Investment related - 140 Hours per month - Start date: 8/31/2023. 3) 08/11/2023 - RWM Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 20 Hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-09
S63	Uniform Securities Agent State Law Examination	2011-09-26

S66 Uniform Combined State Law Examination

2012-05-09
S63 Uniform Securities Agent State Law Examination

2011-09-26

Other Names

Michael Joseph Moore
Michael J Moore

View on SEC IAPD