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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED | 2024-03-26 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | New York | NY | 07/2014 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 03/2020 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 03/2020 | Present |
| Goldman Sachs & Co. | Los Angeles | CA | 02/2019 | 03/2020 |
| Poppy Seed Health | Los Angeles | CA | 11/2024 | Present |
| The Comeback Group Llc | Los Angeles | CA | 07/2025 | Present |
Entity Name: The Comeback Group LLC Investment related: No Address: https://www.thevillageslauson.com/ Nature of the other business: Indoor Play Center Position/Title/Relationship: Owner/Partner Start Date: 07/14/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Indoor play space for children ages 0-5 Entity Name: Poppy Seed Health Investment related: No Address: https://poppyseedhealth.com/ Nature of the other business: Health & Wellness Position/Title/Relationship: Owner/Partner Start Date: 11/20/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Platform to connect families with mental health resources, making an angel investment. Entity Name: AMP Investment related: Y Address: 500 Broadway 3W, New York, NY 10012 Site: www.amp.community "Nature of the other business: Diverse group of leaders across critical industries" Position/Title/Relationship: Advisory Council Start Date: 11/16/2020 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: monthly calls with founders, advise on strategic decisions, share expertise Entity Name: YMCA of Metropolitan Los Angeles Investment related: Yes Address: 625 S New Hampshire Ave, Los Angeles, CA 90005 https://www.ymcala.org/?gclid=EAIaIQobChMIuNWDldXu6wIVkYbACh2LvApxEAAYASAAEgLKsPD_BwE Nature of the other business: The YMCA of Los Angeles has been making a positive impact in our communities for over 130 years. Position/Title/Relationship: Director Start Date: 16-Sep-2020 Approximate # of hours a month: 2 hours per month Approximate # of hours during securities trading hours: 2 Briefly describe your duties: Investment Committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-29 |
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