Richard D Webb

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2016-02-17

IA RA
APPROVED

Since 2016-02-17

Branch Locations

Jefferson, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc	Des Moines	IA	10/2014	Present
Principal Asset Management	Des Moines	IA	02/2016	Present

10/2014 → Present

Principal Funds Distributor, Inc

Des Moines, IA
02/2016 → Present

Principal Asset Management

Des Moines, IA

Previous Registrations

2013-10-09 → 2014-10-22

Principal Securities, Inc.

West Des Moines, IA
2011-08-23 → 2013-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Holler Brewing, LLC, 2206 Edwards St., Houston, TX. Limited partner. Equity investor in brewery in Houston, TX. No business input. Not investment related. 0 hours/week. Eff 11/2015.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-20

S66 Uniform Combined State Law Examination

2011-08-20

Other Names

Donny ^DOnovan Webb
Richard Donovan Webb
Richard Donovan Webb

View on SEC IAPD