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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-24 |
| FL | RA | APPROVED | 2020-01-21 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Coral Springs | FL | 08/2013 | 01/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2020 |
| Rockefeller Financial Llc | Boca Raton | FL | 01/2020 | Present |
| Rock & Co Llc | Boca Raton | FL | 01/2020 | Present |
LAROCCA & ASSOCIATES, AN INDIVIDUAL INSURANCE COMPANY THAT IS NOT A BROKER/DEALER, PAYS ME COMISSION FOR A GROUP HEALTH POLICY. I DO NOT SPEND ANY TIME, NOR DO I HOLD ANY TITLE. I MAINTAIN A GOOD RELATIONSHIP WITH THE COMPANY(CLIENT), AND AM COMPENSATED AS A SOLE-PROPRIETOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-28 |
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