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84 State Street Suite 840, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management Limited Partnership | Andover | MA | 02/2014 | 05/2017 |
| Cetera Advisors, Llc | Denver | CO | 05/2017 | 04/2026 |
| Putnam Investment Management, Llc | Andover | MA | 04/2017 | 05/2017 |
| O'ROurke & Company, Incorporated | Boston | MA | 05/2017 | Present |
| Private Client Services | Boston | MA | 04/2026 | Present |
1) O'Rourke & Company, Inc.; investment-related; 84 State Street, #840, Boston, MA 02109; investment advisory firm; investment adviser representatives; start date 05/2017; 200 hours per month; 130 hours per month during trading hours. 2) Insurance agent; investment-related; 84 State Street, #840, Boston, MA 02109; fixed insurance; selling life and long-term care insurance; start date 09/2017. 3) Notary Public; not investment-related; 84 State Street, #840, Boston, MA 02109; notarizing documents; start date 01/2019; 1 hour per month; 1 hour per month during trading hours. 4) THE CJO LLC; investment-related; 84 State Street, #840, Boston, MA 02109; LLC investment account for the purpose of holding an illiquid investment; 1 hour per month; 1 hour per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-16 |
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