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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-04-12 |
| CA | RA | APPROVED | 2018-01-05 |
| TX | RA | APPROVED | 2012-07-17 |
Branch Locations
2950 N Loop West, Ste 500, Houston, TX 77092 • United States
13201 Nw Freeway, Ste 800, Houston, TX 77040 • United States
950 Echo Lane, Suite 200, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Level Check Foundation Repair, Beaumont | Beaumont | TX | 01/2000 | Present |
| Lpl Financial Llc | Houston | TX | 02/2012 | Present |
1. 12/4/2013: Flowers Family Ranch - Not Investment Related - Other-Family Business - Time Spent 1% - Family ranch, hay, cattle. Shareholder. 2. 11/17/2015: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 01/01/2016 - 10 Hours Per Month During Securities Trading - Appointment to carriers directly for non-variable insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-11 |
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