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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-04-12
CA RA APPROVED 2018-01-05
TX RA APPROVED 2012-07-17
  • WA RA
    APPROVED
    Since 2018-04-12
  • CA RA
    APPROVED
    Since 2018-01-05
  • TX RA
    APPROVED
    Since 2012-07-17

Branch Locations

Houston, TX • United States

2950 N Loop West, Ste 500, Houston, TX 77092 • United States

13201 Nw Freeway, Ste 800, Houston, TX 77040 • United States

950 Echo Lane, Suite 200, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Level Check Foundation Repair, Beaumont Beaumont TX 01/2000 Present
Lpl Financial Llc Houston TX 02/2012 Present
  • 01/2000 → Present
    Level Check Foundation Repair, Beaumont
    Beaumont, TX
  • 02/2012 → Present
    Houston, TX
Other Businesses

1. 12/4/2013: Flowers Family Ranch - Not Investment Related - Other-Family Business - Time Spent 1% - Family ranch, hay, cattle. Shareholder. 2. 11/17/2015: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 01/01/2016 - 10 Hours Per Month During Securities Trading - Appointment to carriers directly for non-variable insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-11
  • S66 Uniform Combined State Law Examination
    2012-07-11

View on SEC IAPD

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