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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-15
  • PA RA
    APPROVED
    Since 2025-07-15

Branch Locations

92 Lancaster Avenue Suite 205, Devon, PA 19333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Philadelphia PA 01/2016 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 01/2020
Wells Fargo Clearing Services Llc Radnor PA 01/2020 07/2025
Raymond James & Associates, Inc. Devon PA 07/2025 Present
Previous Registrations
  • 2016-01-07 → 2025-07-21
    Radnor, PA
    Wayne, PA
    Radnor, PA
    Radnor, PA
  • 2015-02-05 → 2016-02-02
    Credit Suisse Securities (Usa) Llc
    West Conshohocken, PA
  • 2014-04-09 → 2015-01-14
    Persimmon Capital Management Lp
    Blue Bell, PA
  • 2011-06-27 → 2013-04-25
    Collegeville, PA
Other Businesses

(1)Name of Business: JAMMSY I LLC Address: 429 W BEECHTREE LN, WAYNE, PA, 19087, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-18
S65 Uniform Investment Adviser Law Examination 2011-06-25
  • S63 Uniform Securities Agent State Law Examination
    2015-06-18
  • S65 Uniform Investment Adviser Law Examination
    2011-06-25

View on SEC IAPD

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