Michael Neville Mccarthy

Current Employers

Neville Wealth Management

Frankfort, MI • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2022-03-04

MI RA
APPROVED

Since 2022-03-04

Branch Locations

Frankfort, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Ann Arbor	MI	07/2015	02/2018
Raymond James Financial Services, Inc.	Ann Arbor	MI	02/2018	04/2018
Bank Of Ann Arbor	Ann Arbor	MI	04/2018	09/2021
Neville Wealth Management	Frankfort	MI	09/2021	Present
Momo Financial, Inc.	Chicago	IL	11/2019	Present

07/2015 → 02/2018

Raymond James Financial Services, Inc.

Ann Arbor, MI
02/2018 → 04/2018

Raymond James Financial Services, Inc.

Ann Arbor, MI
04/2018 → 09/2021

Bank Of Ann Arbor

Ann Arbor, MI
09/2021 → Present

Neville Wealth Management

Frankfort, MI
11/2019 → Present

Momo Financial, Inc.

Chicago, IL

Previous Registrations

2014-07-15 → 2015-04-01

Plante Moran Financial Advisors

Southfield, MI

Other Businesses

The name of the business is momo financial, inc., and is investment-related in that we assist employees in maximizing their employee stock purchase plan (ESPP) benefit. It is located at 121 W Chestnut St. #2707 Chicago, IL 60610. momo financial helps employees at publicly traded companies fully participate in their respective ESPP plans. I am a co-founder and CEO, and started in 2019. The approximate time commitment each month is 20 hours, all of which takes place either before or after normal securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-23

S65 Uniform Investment Adviser Law Examination

2021-10-23

Other Names

Mike Neville Mccarthy

View on SEC IAPD