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Richard A Ayres

Ubs Financial Services Inc.

Jersey City, NJ

Syracuse, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-01
NY RA APPROVED 2023-05-31
TX RA APPROVED_RES 2022-07-11
NJ RA APPROVED 2017-02-15
  • FL RA
    APPROVED
    Since 2023-06-01
  • NY RA
    APPROVED
    Since 2023-05-31
  • TX RA
    APPROVED_RES
    Since 2022-07-11
  • NJ RA
    APPROVED
    Since 2017-02-15

Branch Locations

Jersey City, NJ • United States

400 South Salina St Suite 402, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 12/2016 Present
Unemployed Philadelphia PA 06/2016 12/2016
  • 12/2016 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 06/2016 → 12/2016
    Unemployed
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-14
S63 Uniform Securities Agent State Law Examination 2013-12-19
  • S66 Uniform Combined State Law Examination
    2017-02-14
  • S63 Uniform Securities Agent State Law Examination
    2013-12-19
Other Names
  • Richard Alexander Ayres

View on SEC IAPD

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