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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Birmingham | AL | 06/2013 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 03/2024 |
| Wells Fargo Advisors Financial Network, Llc | Homewood | AL | 03/2024 | Present |
THOMPSON CAPITAL GROUP LLC, INV RELATED, VESTAVIA HILLS, AL, 100% OWNERSHIP, START 12/7/2023, 160 HOURS PER MONTH, 160 DURING TRADING, FINET PRACTICE. POWER OF ATTORNEY FOR FAMILY MEMBER; INV RELATED;VESTAVIA HILLS,AL; POA / SUCCESSOR EXECUTOR; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 05/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; POWER OF ATTORNEY FOR FAMILY MEMBER; INV RELATED;VESTAVIA HILLS,AL; POA / SUCCESSOR EXECUTOR; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 05/21/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-18 |
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